Schwartz Harold J's Form 4/A amendment
AmendedData Storage Corp (DTST) · filed Mar 12, 2025
- Accession no.
- 0001731122-25-000377
- Filed
- Mar 12, 2025
- Trade date
- Feb 28-Mar 3, 2025
- Filing delay
- 12 days
- Rule 10b5-1 plan
- Checked
- Original filed
- Mar 4, 2025
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $5.26K. It was filed 12 days after the trade.
This amendment replaces 0001731122-25-000325 (filed Mar 4, 2025).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Schwartz Harold JCIK 0001688899 | Director, Officer (President), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 28, 2025 | Common Stock | MOption exerciseAcquired | +4,902 | –F2 | – | 865,220 | Direct | |
| Mar 3, 2025 | Common Stock | SSaleDisposed | −1,373 | $3.83 | −$5,258.59 | 863,847 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 28, 2025 | Common Stock | MOption exerciseDisposed | −4,902 | –F2 | – | 4,902 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations.
- F2
Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.
- F3
Represents the shares of the Issuer's common stock underlying a RSU grant to the Reporting Person on March 1, 2023, which RSUs vest over a three-year period, in three equal annual installments starting on February 29, 2024; February 28, 2025; and February 28, 2026, subject to the Reporting Person's continued service to the Issuer through each vesting date.