Ho John's Form 4/A amendment
AmendedLandsea Homes Corp (LSEA) · filed Apr 4, 2024
- Accession no.
- 0001731122-24-000588
- Filed
- Apr 4, 2024
- Trade date
- Mar 8, 2024
- Filing delay
- 27 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Mar 8, 2024
This filing lists 1 non-derivative transaction. Open-market purchases total $200.0K. It was filed 27 days after the trade.
This amendment replaces 0001731122-24-000400 (filed Mar 8, 2024).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ho JohnCIK 0001839954 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 8, 2024 | Common Stock, par value $0.0001 | PPurchaseAcquired | +17,241 | $11.60 | +$199,995.6 | 459,845 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This amendment is being filed solely to attach the power of attorney, which was inadvertently omitted in the original filing. This amendment does not reflect transactions or vesting occurring after the date of the original filing.
- F2
On March 8, 2024, the Reporting Person purchased 17,241 shares of Common Stock through participation as an investor in an underwritten public offering by Landsea Holdings Corporation, the issuer's largest stockholder, at the offering price of $11.60 per share.
- F3
Includes (i) 124,309 RSUs previously granted under the 2020 Plan that will vest as to one-half on each of March 15, 2024 and March 15, 2025 and (ii) 21,986 RSUs previously granted under the 2020 Plan that will vest on April 19, 2024. Each RSU represents the right to receive one share of Common Stock.
- F4
These shares are owned directly by J & J Ho Family Trust for which the Reporting Person serves as trustee.
Remarks
Exhibit 24 - Power of Attorney