Venkata Maruthi JD's Form 4 filing
Shift Technologies, Inc. (SFTGQ) · filed Apr 26, 2023
- Accession no.
- 0001731122-23-000738
- Filed
- Apr 26, 2023
- Trade date
- Mar 23-Apr 14, 2023
- Filing delay
- 34 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 22 non-derivative transactions. Open-market purchases total $604.5K. Open-market sales total $302.8K. It was filed 34 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Venkata Maruthi JDCIK 0001973468 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 23, 2023 | Class A Common Stock | PPurchaseAcquired | +42,423 | $1.63F1,F20 | +$69,149.49 | 1,764,948 | Direct | |
| Mar 24, 2023 | Class A Common Stock | PPurchaseAcquired | +171,437 | $1.50F2,F20 | +$257,155.5 | 1,936,385 | Direct | |
| Mar 24, 2023 | Class A Common Stock | SSaleDisposed | −72,676 | $1.54F3,F20 | −$111,921.04 | 1,863,709 | Direct | |
| Mar 27, 2023 | Class A Common Stock | PPurchaseAcquired | +270 | $1.44 | +$388.8 | 1,863,979 | Direct | |
| Mar 27, 2023 | Class A Common Stock | SSaleDisposed | −32,090 | $1.44F4,F20 | −$46,209.6 | 1,831,889 | Direct | |
| Mar 28, 2023 | Class A Common Stock | PPurchaseAcquired | +13,900 | $1.37F5,F20 | +$19,043 | 1,845,789 | Direct | |
| Mar 28, 2023 | Class A Common Stock | SSaleDisposed | −88,050 | $1.60F6,F20 | −$140,880 | 1,757,739 | Direct | |
| Mar 29, 2023 | Class A Common Stock | PPurchaseAcquired | +34,508 | $1.21F7,F20 | +$41,754.68 | 1,972,247 | Direct | |
| Mar 30, 2023 | Class A Common Stock | PPurchaseAcquired | +3,247 | $1.17F8,F20 | +$3,798.99 | 1,795,494 | Direct | |
| Mar 31, 2023 | Class A Common Stock | PPurchaseAcquired | +27,962 | $1.12F9,F20 | +$31,317.44 | 1,823,456 | Direct | |
| Apr 3, 2023 | Class A Common Stock | PPurchaseAcquired | +9,528 | $1.09F10,F20 | +$10,385.52 | 1,832,984 | Direct | |
| Apr 4, 2023 | Class A Common Stock | PPurchaseAcquired | +37,207 | $1.08F11,F20 | +$40,183.56 | 1,870,191 | Direct | |
| Apr 5, 2023 | Class A Common Stock | PPurchaseAcquired | +41,482 | $1.10F12,F20 | +$45,630.2 | 1,911,673 | Direct | |
| Apr 6, 2023 | Class A Common Stock | PPurchaseAcquired | +749 | $1.18F13,F20 | +$883.82 | 1,912,422 | Direct | |
| Apr 10, 2023 | Class A Common Stock | PPurchaseAcquired | +102 | $1.25 | +$127.5 | 1,912,524 | Direct | |
| Apr 11, 2023 | Class A Common Stock | PPurchaseAcquired | +1,012 | $1.26F14,F20 | +$1,275.12 | 1,913,536 | Direct | |
| Apr 11, 2023 | Class A Common Stock | SSaleDisposed | −630 | $1.18F15,F20 | −$743.4 | 1,912,906 | Direct | |
| Apr 12, 2023 | Class A Common Stock | PPurchaseAcquired | +869 | $1.44F16,F20 | +$1,251.36 | 1,913,775 | Direct | |
| Apr 12, 2023 | Class A Common Stock | SSaleDisposed | −1,670 | $1.32F17,F20 | −$2,204.4 | 1,912,105 | Direct | |
| Apr 13, 2023 | Class A Common Stock | PPurchaseAcquired | +5,135 | $1.35F18,F20 | +$6,932.25 | 1,917,240 | Direct | |
| Apr 13, 2023 | Class A Common Stock | SSaleDisposed | −604 | $1.39F19,F20 | −$839.56 | 1,916,636 | Direct | |
| Apr 14, 2023 | Class A Common Stock | PPurchaseAcquired | +57,423 | $1.31 | +$75,224.13 | 1,974,059 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Information in this line includes transactions executed in multiple trades at prices ranging from $1.6100 to $1.6999.
Referenced by the price of 1 transaction in Table I.
- F2
Information in this line includes transactions executed in multiple trades at prices ranging from $1.3450 to $1.6300.
Referenced by the price of 1 transaction in Table I.
- F3
Information in this line includes transactions executed in multiple trades at prices ranging from $1.4000 to $1.6000.
Referenced by the price of 1 transaction in Table I.
- F4
Information in this line includes transactions executed in multiple trades at prices ranging from $1.4001 to $1.4600.
Referenced by the price of 1 transaction in Table I.
- F5
Information in this line includes transactions executed in multiple trades at prices ranging from $1.3200 to $1.4800.
Referenced by the price of 1 transaction in Table I.
- F6
Information in this line includes transactions executed in multiple trades at prices ranging from $1.3201 to $1.6950.
Referenced by the price of 1 transaction in Table I.
- F7
Information in this line includes transactions executed in multiple trades at prices ranging from $1.1700 to $1.4000.
Referenced by the price of 1 transaction in Table I.
- F8
Information in this line includes transactions executed in multiple trades at prices ranging from $1.1400 to $1.2100.
Referenced by the price of 1 transaction in Table I.
- F9
Information in this line includes transactions executed in multiple trades at prices ranging from $1.1000 to $1.1500.
Referenced by the price of 1 transaction in Table I.
- F10
Information in this line includes transactions executed in multiple trades at prices ranging from $1.0800 to $1.1071.
Referenced by the price of 1 transaction in Table I.
- F11
Information in this line includes transactions executed in multiple trades at prices ranging from $1.0698 to $1.1100.
Referenced by the price of 1 transaction in Table I.
- F12
Information in this line includes transactions executed in multiple trades at prices ranging from $1.0700 to $1.1299.
Referenced by the price of 1 transaction in Table I.
- F13
Information in this line includes transactions executed in multiple trades at prices ranging from $1.1300 to $1.2099.
Referenced by the price of 1 transaction in Table I.
- F14
Information in this line includes transactions executed in multiple trades at prices ranging from $1.2100 to $1.3017.
Referenced by the price of 1 transaction in Table I.
- F15
Information in this line includes transactions executed in multiple trades at prices ranging from $1.2402 to $1.3017.
Referenced by the price of 1 transaction in Table I.
- F16
Information in this line includes transactions executed in multiple trades at prices ranging from $1.2700 to $1.3299.
Referenced by the price of 1 transaction in Table I.
- F17
Information in this line includes transactions executed in multiple trades at prices ranging from $1.2908 to $1.3401.
Referenced by the price of 1 transaction in Table I.
- F18
Information in this line includes transactions executed in multiple trades at prices ranging from $1.3434 to $1.4099.
Referenced by the price of 1 transaction in Table I.
- F19
Information in this line includes transactions executed in multiple trades at prices ranging from $1.4101 to $1.4200.
Referenced by the price of 1 transaction in Table I.
- F20
The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Issuer, or a security holder of the Issuer.
Referenced by the price of 19 transactions in Table I.