McMahon Shane's Form 4 filing
Ideanomics, Inc. (IDEX) · filed Sep 28, 2021
- Accession no.
- 0001731122-21-001594
- Filed
- Sep 28, 2021
- Trade date
- Jul 23-Sep 24, 2021
- Filing delay
- 67 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.03M. It was filed 67 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| McMahon ShaneCIK 0001180421 | Director, Officer (Executive Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 23, 2021 | Common Stock, $0.001 par value per share | MOption exerciseAcquired | +250,000 | –F1 | – | 8,416,208 | Direct | |
| Sep 24, 2021 | Common Stock, $0.001 par value per share | SSaleDisposed | −500,000 | $2.06 | −$1,030,000 | 7,916,208 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 23, 2021 | Common Stock | AGrant or awardAcquired | +250,000 | $0.00 | $0 | 250,000 | Direct | |
| Jul 23, 2021 | Common Stock | MOption exerciseDisposed | −250,000 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The RSU (as defined below) converts into Issuer's Common Stock on a one-for-one basis upon vesting on July 23, 2021.
Referenced by the price of 1 transaction in Table I.