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Brazeal Mark David's Form 4 filing

Broadcom Inc.AVGO · filed Sep 18, 2025

Accession no.
0001730168-25-000108
Filed
Sep 18, 2025
Trade date
Sep 16-17, 2025
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 24 non-derivative transactions. Open-market sales total $9.59M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Brazeal Mark DavidCIK 0001627720Officer (Chief Legal & Corp Affairs Ofc)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 16, 2025Common Stock, $0.001 par valueSSaleDisposed−640$358.02F2−$229,132.8355,866Direct
Sep 16, 2025Common Stock, $0.001 par valueSSaleDisposed−1,860$358.92F4−$667,591.2354,006Direct
Sep 16, 2025Common Stock, $0.001 par valueSSaleDisposed−4,354$360.06F5−$1,567,701.24349,652Direct
Sep 16, 2025Common Stock, $0.001 par valueSSaleDisposed−1,590$360.76F6−$573,608.4348,062Direct
Sep 16, 2025Common Stock, $0.001 par valueSSaleDisposed−1,422$362.16F7−$514,991.52346,640Direct
Sep 16, 2025Common Stock, $0.001 par valueSSaleDisposed−500$363.15F8−$181,575346,140Direct
Sep 16, 2025Common Stock, $0.001 par valueSSaleDisposed−180$364.11F9−$65,539.8345,960Direct
Sep 16, 2025Common Stock, $0.001 par valueSSaleDisposed−100$365.15−$36,515345,860Direct
Sep 17, 2025Common Stock, $0.001 par valueSSaleDisposed−600$343.13F10−$205,878345,260Direct
Sep 17, 2025Common Stock, $0.001 par valueSSaleDisposed−1,460$344.13F11−$502,429.8343,800Direct
Sep 17, 2025Common Stock, $0.001 par valueSSaleDisposed−3,332$345.19F12−$1,150,173.08340,468Direct
Sep 17, 2025Common Stock, $0.001 par valueSSaleDisposed−2,833$346.08F13−$980,444.64337,635Direct
Sep 17, 2025Common Stock, $0.001 par valueSSaleDisposed−1,077$347.22F14−$373,955.94336,558Direct
Sep 17, 2025Common Stock, $0.001 par valueSSaleDisposed−2,275$348.04F15−$791,791334,283Direct
Sep 17, 2025Common Stock, $0.001 par valueSSaleDisposed−1,796$349.09F16−$626,965.64332,487Direct
Sep 17, 2025Common Stock, $0.001 par valueSSaleDisposed−990$350.06F17−$346,559.4331,497Direct
Sep 17, 2025Common Stock, $0.001 par valueSSaleDisposed−370$351.53F18−$130,066.1331,127Direct
Sep 17, 2025Common Stock, $0.001 par valueSSaleDisposed−390$352.18F19−$137,350.2330,737Direct
Sep 17, 2025Common Stock, $0.001 par valueSSaleDisposed−654$353.42F20−$231,136.68330,083Direct
Sep 17, 2025Common Stock, $0.001 par valueSSaleDisposed−100$354.05−$35,405329,983Direct
Sep 17, 2025Common Stock, $0.001 par valueSSaleDisposed−140$355.57F21−$49,779.8329,843Direct
Sep 17, 2025Common Stock, $0.001 par valueSSaleDisposed−210$357.51F22−$75,077.1329,633Direct
Sep 17, 2025Common Stock, $0.001 par valueSSaleDisposed−291$358.49F23−$104,320.59329,342Direct
Sep 17, 2025Common Stock, $0.001 par valueSSaleDisposed−40$359.58−$14,383.2329,302Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

Transaction executed in multiple trades at prices ranging from $357.49 to $358.33 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F4

Transaction executed in multiple trades at prices ranging from $358.50 to $359.48 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F5

Transaction executed in multiple trades at prices ranging from $359.50 to $360.48 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F6

Transaction executed in multiple trades at prices ranging from $360.50 to $361.33 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F7

Transaction executed in multiple trades at prices ranging from $361.71 to $362.69 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F8

Transaction executed in multiple trades at prices ranging from $362.71 to $363.65 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F9

Transaction executed in multiple trades at prices ranging from $363.98 to $364.22 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F10

Transaction executed in multiple trades at prices ranging from $342.59 to $343.58 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F11

Transaction executed in multiple trades at prices ranging from $343.61 to $344.56 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F12

Transaction executed in multiple trades at prices ranging from $344.61 to $345.54 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F13

Transaction executed in multiple trades at prices ranging from $345.61 to $346.58 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F14

Transaction executed in multiple trades at prices ranging from $346.63 to $347.60 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F15

Transaction executed in multiple trades at prices ranging from $347.65 to $348.60 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F16

Transaction executed in multiple trades at prices ranging from $348.67 to $349.65 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F17

Transaction executed in multiple trades at prices ranging from $349.74 to $350.65 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F18

Transaction executed in multiple trades at prices ranging from $350.88 to $351.87 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F19

Transaction executed in multiple trades at prices ranging from $351.98 to $352.43 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F20

Transaction executed in multiple trades at prices ranging from $353.05 to $353.86 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F21

Transaction executed in multiple trades at prices ranging from $355.33 to $356.16 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F22

Transaction executed in multiple trades at prices ranging from $357.07 to $357.96 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F23

Transaction executed in multiple trades at prices ranging from $358.09 to $359.00 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)