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Spears Kirsten M.'s Form 4 filing

Broadcom Inc.AVGO · filed Sep 18, 2025

Accession no.
0001730168-25-000106
Filed
Sep 18, 2025
Trade date
Sep 16-17, 2025
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 19 non-derivative transactions. Open-market sales total $4.34M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Spears Kirsten M.CIK 0001670725Officer (CFO & Chief Accounting Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 16, 2025Common Stock, $0.001 par valueSSaleDisposed−634$358.35F2−$227,193.9325,015Direct
Sep 16, 2025Common Stock, $0.001 par valueSSaleDisposed−834$359.25F4−$299,614.5324,181Direct
Sep 16, 2025Common Stock, $0.001 par valueSSaleDisposed−2,003$360.28F6−$721,640.84322,178Direct
Sep 16, 2025Common Stock, $0.001 par valueSSaleDisposed−650$361.41F7−$234,916.5321,528Direct
Sep 16, 2025Common Stock, $0.001 par valueSSaleDisposed−604$362.78F8−$219,119.12320,924Direct
Sep 16, 2025Common Stock, $0.001 par valueSSaleDisposed−96$363.63−$34,908.48320,828Direct
Sep 17, 2025Common Stock, $0.001 par valueSSaleDisposed−418$343.68F9−$143,658.24320,410Direct
Sep 17, 2025Common Stock, $0.001 par valueSSaleDisposed−1,306$344.59F10−$450,034.54319,104Direct
Sep 17, 2025Common Stock, $0.001 par valueSSaleDisposed−1,682$345.76F11−$581,568.32317,422Direct
Sep 17, 2025Common Stock, $0.001 par valueSSaleDisposed−626$346.80F12−$217,096.8316,796Direct
Sep 17, 2025Common Stock, $0.001 par valueSSaleDisposed−1,161$348.02F13−$404,051.22315,635Direct
Sep 17, 2025Common Stock, $0.001 par valueSSaleDisposed−695$348.96F14−$242,527.2314,940Direct
Sep 17, 2025Common Stock, $0.001 par valueSSaleDisposed−675$350.08F15−$236,304314,265Direct
Sep 17, 2025Common Stock, $0.001 par valueSSaleDisposed−164$351.89F16−$57,709.96314,101Direct
Sep 17, 2025Common Stock, $0.001 par valueSSaleDisposed−337$353.24F17−$119,041.88313,764Direct
Sep 17, 2025Common Stock, $0.001 par valueSSaleDisposed−160$354.16F18−$56,665.6313,604Direct
Sep 17, 2025Common Stock, $0.001 par valueSSaleDisposed−108$357.38F19−$38,597.04313,496Direct
Sep 17, 2025Common Stock, $0.001 par valueSSaleDisposed−134$358.38F20−$48,022.92313,362Direct
Sep 17, 2025Common Stock, $0.001 par valueSSaleDisposed−32$359.58−$11,506.56313,330Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

Transaction executed in multiple trades at prices ranging from $357.77 to $358.74 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F4

Transaction executed in multiple trades at prices ranging from $358.81 to $359.78 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F6

Transaction executed in multiple trades at prices ranging from $359.85 to $360.77 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F7

Transaction executed in multiple trades at prices ranging from $361.00 to $361.91 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F8

Transaction executed in multiple trades at prices ranging from $362.38 to $363.33 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F9

Transaction executed in multiple trades at prices ranging from $343.12 to $343.98 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F10

Transaction executed in multiple trades at prices ranging from $344.23 to $345.14 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F11

Transaction executed in multiple trades at prices ranging from $345.31 to $346.26 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F12

Transaction executed in multiple trades at prices ranging from $346.31 to $347.11 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F13

Transaction executed in multiple trades at prices ranging from $347.40 to $348.29 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F14

Transaction executed in multiple trades at prices ranging from $348.59 to $349.49 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F15

Transaction executed in multiple trades at prices ranging from $349.68 to $350.40 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F16

Transaction executed in multiple trades at prices ranging from $351.50 to $352.43 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F17

Transaction executed in multiple trades at prices ranging from $352.69 to $353.56 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F18

Transaction executed in multiple trades at prices ranging from $353.87 to $354.60 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F19

Transaction executed in multiple trades at prices ranging from $357.07 to $357.67 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F20

Transaction executed in multiple trades at prices ranging from $358.26 to $358.79 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)