Tan Hock E's Form 4 filing
Broadcom Inc. (AVGO) · filed Mar 20, 2023
- Accession no.
- 0001730168-23-000029
- Filed
- Mar 20, 2023
- Trade date
- Dec 21, 2022-Mar 16, 2023
- Filing delay
- 89 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market sales total $18.8M. It was filed 89 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Tan Hock ECIK 0001211588 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 21, 2022 | Common Stock, $0.001 par value | GGiftDisposed | −16,000 | $0.00 | $0 | 244,514 | Direct | |
| Mar 16, 2023 | Common Stock, $0.001 par value | SSaleDisposed | −30,000 | $626.04 | −$18,781,200 | 214,514 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.