Spears Kirsten M.'s Form 4 filing
Broadcom Inc. (AVGO) · filed Mar 30, 2022
- Accession no.
- 0001730168-22-000052
- Filed
- Mar 30, 2022
- Trade date
- Mar 28-29, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market sales total $3.15M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Spears Kirsten M.CIK 0001670725 | Officer (VP CFO & Chief Accounting Ofcr) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 28, 2022 | Common Stock, $0.001 par value | SSaleDisposed | −3,000 | $625.86 | −$1,877,580 | 36,546 | Direct | |
| Mar 29, 2022 | Common Stock, $0.001 par value | SSaleDisposed | −2,000 | $636.23 | −$1,272,460 | 34,546 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.