Krause Thomas H.'s Form 4 filing
Broadcom Inc. (AVGO) · filed Mar 17, 2022
- Accession no.
- 0001730168-22-000042
- Filed
- Mar 17, 2022
- Trade date
- Mar 15-16, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $8.11M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Krause Thomas H.CIK 0001670643 | Officer (President of Broadcom SW Group) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 15, 2022 | Common Stock, $0.001 par value | FTax withholdingDisposed | −13,137 | $592.76 | −$7,787,088.12 | 50,823 | Direct | |
| Mar 16, 2022 | Common Stock, $0.001 par value | SSaleDisposed | −13,798 | $585.29F3 | −$8,075,831.42 | 37,025 | Direct | |
| Mar 16, 2022 | Common Stock, $0.001 par value | SSaleDisposed | −65 | $586.11 | −$38,097.15 | 36,960 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
Transaction executed in multiple trades at prices ranging from $585.02 to $585.98 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.