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Cooper Steve D's Form 4 filing

One Stop Systems, Inc. (OSS) · filed Nov 26, 2021

Accession no.
0001729851-21-000010
Filed
Nov 26, 2021
Trade date
Nov 23-24, 2021
Filing delay
3 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market sales total $107.0K. It was filed 3 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Cooper Steve DCIK 000172985110% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 23, 2021One Stop Systems, IncSSaleDisposed−10,000$5.30F1−$53,0002,854,237Indirect
Nov 24, 2021One Stop Systems, IncSSaleDisposed−10,000$5.40F1−$54,0002,844,237Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Weighted average price of stock sold on that day.

Referenced by the price of 2 transactions in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)