Cooper Steve D's Form 4 filing
One Stop Systems, Inc. (OSS) · filed Aug 11, 2021
- Accession no.
- 0001729851-21-000003
- Filed
- Aug 11, 2021
- Trade date
- Aug 6-10, 2021
- Filing delay
- 5 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $338.0K. It was filed 5 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Cooper Steve DCIK 0001729851 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 6, 2021 | One Stop Systems, Inc | SSaleDisposed | −473 | $6.05F1 | −$2,861.65 | 3,042,202 | Indirect | |
| Aug 9, 2021 | One Stop Systems, Inc | SSaleDisposed | −49,527 | $6.21F1 | −$307,562.67 | 2,992,675 | Indirect | |
| Aug 10, 2021 | One Stop Systems, Inc | SSaleDisposed | −4,420 | $6.25F1 | −$27,625 | 2,988,255 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Prices are weighted average of trades made that day.
Referenced by the price of 3 transactions in Table I.