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Alford Tony L's Form 4 filing

Lion Copper Corp. (LCGMD) · filed Sep 24, 2024

Accession no.
0001727689-24-000114
Filed
Sep 24, 2024, 9:18 PM ET
Trade date
Sep 19, 2024
Filing delay
5 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 1 derivative transaction. It was filed 5 days after the trade, past the 2-business-day deadline.

This filing was later replaced by the amendment 0001727689-24-000117 (Sep 26, 2024). Trade tables on this site use the amended version.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Alford Tony LCIK 0001467837Director, 10% Owner
Alford ChristineCIK 000197477510% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

This filing has no transactions of this kind.

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Sep 19, 2024Common SharesPPurchaseAcquired+35,946,812–F5–35,946,812Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F5

These warrants were issued to the reporting person in connection with a previous debt settlement in which certain creditors received shares and warrants and others, including the reporting person, received only shares. These warrants were issued to ensure that all creditors receive equal consideration for their debt settlements.

Referenced by the price of 1 transaction in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)