Oliver Daniel Jr's Form 4/A amendment
AmendedRise Gold Corp. (RYES) · filed May 3, 2024
- Accession no.
- 0001727689-24-000053
- Filed
- May 3, 2024, 10:54 AM ET
- Trade date
- Apr 9, 2024
- Filing delay
- 24 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Apr 12, 2024
This filing lists 1 non-derivative transaction and 1 derivative transaction. Open-market purchases total $256.5K. It was filed 24 days after the trade.
This amendment replaces 0001727689-24-000048 (filed May 1, 2024).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Oliver Daniel JrCIK 0001965660 | Director, 10% Owner |
| Myrmikan Gold Fund, LLCCIK 0001848738 | 10% Owner |
| Myrmikan Capital, LLCCIK 0001965935 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 9, 2024 | Common Stock | PPurchaseAcquired | +2,700,000 | $0.095 | +$256,500 | 7,172,849 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 9, 2024 | Common Stock | PPurchaseAcquired | +1,350,000 | $0.00 | $0 | 1,350,000 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents a price in Canadian dollars.
- F2
The holder and the issuer have entered into a warrant standstill agreement dated 4-9-24 (the "Agreement"), pursuant to which the holder has agreed not to exercise these warrants. The Agreement will remain in effect until terminated upon 61 days' written notice to the issuer from the holder. On that basis, the holder does not beneficially own the common shares underlying the warrants, as defined for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended.
- F3
This number was incorrectly reported as being 9,872,849 in the original Form 4 and is hereby amended to read 7,172,849.
Remarks
This amendment has been filed to delete one holding that was inadvertently incorrectly included in the original filing, as previously amended. As the Manager of Myrmikan Gold Fund, LLC, Myrmikan Capital, LLC shares beneficial ownership over all securities beneficially owned by Myrmikan Gold Fund, LLC.