Naugle Charles Travis's Form 4/A amendment
AmendedLion Copper Corp. (LCGMD) · filed Feb 16, 2024
- Accession no.
- 0001727689-24-000021
- Filed
- Feb 16, 2024, 2:10 PM ET
- Trade date
- Mar 2-Jul 21, 2023
- Filing delay
- 351 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Jul 31, 2023
This filing lists 5 derivative transactions. It was filed 351 days after the trade.
This amendment replaces 0001727689-23-000053 (filed Jul 31, 2023).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Naugle Charles TravisCIK 0001976028 | Director, Officer (Co-Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 2, 2023 | 14% Convertible Debentures Due 2024 | PPurchaseAcquired | – | $0.00 | – | – | Indirect | |
| Mar 2, 2023 | Common Shares | PPurchaseAcquired | +1,696,042 | $0.00 | $0 | 1,696,042 | Indirect | |
| Jun 1, 2023 | Common Shares | JOtherDisposed | −2,666,667 | $0.00 | $0 | 0 | Direct | |
| Jul 21, 2023 | Common Shares | AGrant or awardAcquired | +1,000,000 | $0.00 | $0 | 1,000,000 | Direct | |
| Jul 21, 2023 | Common Shares | AGrant or awardAcquired | +4,385,965 | $0.00 | $0 | 4,385,965 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Conversion price is $0.07 per share until 1-2-24 and thereafter is $0.074 per share.
- F2
Each RSU represented a contingent right to receive one common share of the issuer.
- F3
The exercise price per common share was to be equal to the Market Price (as defined in the policies of the TSX Venture Exchange) of the issuer's common shares as at the reporting person's Annual Review Date, subject to a minimium exercise price of C$0.05.
- F4
The 2,666,667 RSUs were canceled on 6-1-23 pursuant to an agreement between the issuer and the reporting person.
- F5
The RSUs were granted to the reporting person on 9-17-21. 1,333,333 RSUs were scheduled to vest on 6-3-23, and the remainder were scheduled to vest on 6-3-24.
- F6
Price is in Canadian dollars.
- F7
Conversion price is $0.067 per share until 7-8-23 and thereafter is $0.078 per share.