Lepard Lawrence Ward's Form 4 filing
Rise Gold Corp. (RYES) · filed Nov 9, 2023
- Accession no.
- 0001727689-23-000089
- Filed
- Nov 9, 2023, 3:26 PM ET
- Trade date
- Jun 30-Nov 7, 2023
- Filing delay
- 132 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 2 derivative transactions. Open-market purchases total $50.4K. It was filed 132 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lepard Lawrence WardCIK 0001786366 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 7, 2023 | Common Stock | PPurchaseAcquired | +280,000 | $0.18 | +$50,400 | 2,559,656 | Indirect | |
| Jun 30, 2023 | Common Stock | JOtherDisposed | −187,500 | –F3 | – | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 7, 2023 | Common Stock | PPurchaseAcquired | +140,000 | $0.00 | $0 | 140,000 | Indirect | |
| Jun 30, 2023 | Common Stock | JOtherDisposed | −93,750 | –F3 | – | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
No value was given for these securities
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.