Alford Tony L's Form 4 filing
Lion Copper Corp. (LCGMD) · filed Aug 23, 2023
- Accession no.
- 0001727689-23-000065
- Filed
- Aug 23, 2023, 8:28 PM ET
- Trade date
- Jan 23-Jul 21, 2023
- Filing delay
- 212 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 28 non-derivative transactions and 4 derivative transactions. Open-market purchases total $477.4K. It was filed 212 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Alford Tony LCIK 0001467837 | Director, 10% Owner |
| Alford ChristineCIK 0001974775 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 23, 2023 | Common Shares | PPurchaseAcquired | +478,376 | $0.0684F4 | +$32,720.92 | 36,288,541 | Direct | |
| Jan 24, 2023 | Common Shares | PPurchaseAcquired | +1,921,624 | $0.072F4 | +$138,356.93 | 38,210,165 | Direct | |
| Jan 25, 2023 | Common Shares | PPurchaseAcquired | +200,000 | $0.07F4 | +$14,000 | 38,410,165 | Direct | |
| Jan 27, 2023 | Common Shares | PPurchaseAcquired | +450,000 | $0.0787F4 | +$35,415 | 38,860,165 | Direct | |
| Feb 1, 2023 | Common Shares | PPurchaseAcquired | +250,000 | $0.0752F4 | +$18,800 | 39,110,165 | Direct | |
| Feb 2, 2023 | Common Shares | PPurchaseAcquired | +250,000 | $0.079 | +$19,750 | 39,360,165 | Direct | |
| Feb 3, 2023 | Common Shares | PPurchaseAcquired | +600,000 | $0.0765F4 | +$45,900 | 39,960,165 | Direct | |
| Feb 6, 2023 | Common Shares | PPurchaseAcquired | +350,000 | $0.0759F4 | +$26,565 | 40,310,165 | Direct | |
| Feb 7, 2023 | Common Shares | PPurchaseAcquired | +100,000 | $0.0754 | +$7,540 | 40,410,165 | Direct | |
| Feb 9, 2023 | Common Shares | PPurchaseAcquired | +100,000 | $0.0797 | +$7,970 | 40,510,165 | Direct | |
| Feb 13, 2023 | Common Shares | PPurchaseAcquired | +100,000 | $0.08 | +$8,000 | 40,610,165 | Direct | |
| Mar 8, 2023 | Common Shares | PPurchaseAcquired | +46,000 | $0.0763 | +$3,509.8 | 40,656,165 | Direct | |
| Mar 10, 2023 | Common Shares | PPurchaseAcquired | +50,000 | $0.0801 | +$4,005 | 40,706,165 | Direct | |
| Mar 17, 2023 | Common Shares | PPurchaseAcquired | +42,500 | $0.0752 | +$3,196 | 40,748,665 | Direct | |
| Mar 21, 2023 | Common Shares | PPurchaseAcquired | +10,500 | $0.0773 | +$811.65 | 40,759,165 | Direct | |
| Mar 22, 2023 | Common Shares | PPurchaseAcquired | +101,000 | $0.0761 | +$7,686.1 | 40,860,165 | Direct | |
| Apr 12, 2023 | Common Shares | PPurchaseAcquired | +81,000 | $0.0745 | +$6,034.5 | 40,941,165 | Direct | |
| Apr 28, 2023 | Common Shares | JOtherAcquired | +275,000 | $0.00 | $0 | 41,216,165 | Direct | |
| May 4, 2023 | Common Shares | PPurchaseAcquired | +150,000 | $0.0608F4 | +$9,120 | 41,366,165 | Direct | |
| May 9, 2023 | Common Shares | PPurchaseAcquired | +100,000 | $0.0611 | +$6,110 | 41,466,165 | Direct | |
| May 11, 2023 | Common Shares | PPurchaseAcquired | +22,000 | $0.0613 | +$1,348.6 | 41,488,165 | Direct | |
| May 23, 2023 | Common Shares | PPurchaseAcquired | +13,000 | $0.0615 | +$799.5 | 41,501,165 | Direct | |
| May 24, 2023 | Common Shares | PPurchaseAcquired | +465,000 | $0.061F4 | +$28,365 | 41,966,165 | Direct | |
| May 26, 2023 | Common Shares | PPurchaseAcquired | +296,800 | $0.061F4 | +$18,104.8 | 42,262,965 | Direct | |
| May 30, 2023 | Common Shares | PPurchaseAcquired | +203,200 | $0.061 | +$12,395.2 | 42,466,165 | Direct | |
| May 31, 2023 | Common Shares | PPurchaseAcquired | +70,000 | $0.0611 | +$4,277 | 42,536,165 | Direct | |
| Jun 2, 2023 | Common Shares | PPurchaseAcquired | +250,149 | $0.061F4 | +$15,259.09 | 42,786,314 | Direct | |
| Jun 6, 2023 | Common Shares | PPurchaseAcquired | +23,000 | $0.0613 | +$1,409.9 | 42,809,314 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 2, 2023 | Convertible Debentures | PPurchaseAcquired | – | $0.00 | – | – | Direct | |
| Mar 2, 2023 | Common Shares | PPurchaseAcquired | +14,133,684 | $0.00 | $0 | 14,133,684 | Direct | |
| Jul 21, 2023 | Common Shares | AGrant or awardAcquired | +1,000,000 | $0.00 | $0 | 1,000,000 | Direct | |
| Jul 21, 2023 | Common Shares | AGrant or awardAcquired | +4,600,000 | $0.00 | $0 | 4,600,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F4
Weighted average price
Referenced by the price of 11 transactions in Table I.