Lepard Lawrence Ward's Form 4 filing
Rise Gold Corp. (RYES) · filed Feb 22, 2023
- Accession no.
- 0001727689-23-000005
- Filed
- Feb 22, 2023, 4:28 PM ET
- Trade date
- Feb 17-21, 2023
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 5 derivative transactions. Open-market purchases total $210.0K. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lepard Lawrence WardCIK 0001786366 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 17, 2023 | Common Stock | PPurchaseAcquired | +25,000 | $0.40 | +$10,000 | 766,875 | Direct | |
| Feb 17, 2023 | Common Stock | PPurchaseAcquired | +125,000 | $0.40 | +$50,000 | 2,279,656 | Indirect | |
| Feb 17, 2023 | Common Stock | PPurchaseAcquired | +187,500 | $0.40 | +$75,000 | 904,000 | Indirect | |
| Feb 17, 2023 | Common Stock | PPurchaseAcquired | +187,500 | $0.40 | +$75,000 | 187,500 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 21, 2023 | Common Stock | AGrant or awardAcquired | +105,000 | $0.00 | $0 | 105,000 | Direct | |
| Feb 17, 2023 | Common Stock | PPurchaseAcquired | +12,500 | $0.00 | $0 | 12,500 | Direct | |
| Feb 17, 2023 | Common Stock | PPurchaseAcquired | +62,500 | $0.00 | $0 | 62,500 | Indirect | |
| Feb 17, 2023 | Common Stock | PPurchaseAcquired | +93,750 | $0.00 | $0 | 93,750 | Indirect | |
| Feb 17, 2023 | Common Stock | PPurchaseAcquired | +93,750 | $0.00 | $0 | 93,750 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.