Lepard Lawrence Ward's Form 4 filing
Rise Gold Corp. (RYES) · filed Jan 31, 2022
- Accession no.
- 0001727689-22-000004
- Filed
- Jan 31, 2022, 9:45 PM ET
- Trade date
- Jan 28, 2022
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 3 derivative transactions. Open-market purchases total $510.0K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lepard Lawrence WardCIK 0001786366 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 28, 2022 | Common Stock | PPurchaseAcquired | +150,000 | $0.40 | +$60,000 | 741,875 | Direct | |
| Jan 28, 2022 | Common Stock | PPurchaseAcquired | +625,000 | $0.40 | +$250,000 | 2,154,656 | Indirect | |
| Jan 28, 2022 | Common Stock | PPurchaseAcquired | +500,000 | $0.40 | +$200,000 | 500,000 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 28, 2022 | Common Stock | PPurchaseAcquired | +150,000 | $0.00 | $0 | 150,000 | Direct | |
| Jan 28, 2022 | Common Stock | PPurchaseAcquired | +625,000 | $0.00 | $0 | 625,000 | Indirect | |
| Jan 28, 2022 | Common Stock | PPurchaseAcquired | +500,000 | $0.00 | $0 | 500,000 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.