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Jones Mark Evan's Form 4 filing

Goosehead Insurance, Inc. (GSHD) · filed Nov 22, 2023

Accession no.
0001726978-23-000156
Filed
Nov 22, 2023, 5:35 PM ET
Trade date
Nov 20, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.10M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Jones Mark EvanCIK 0001736768Director, Officer (CEO), 10% Owner, Other: Member of 10% owner group
Jones Robyn Mary ElizabethCIK 0001737503Director, 10% Owner, Other: Member of 10% owner group
Camille Lavaun Peterson Family Trust 2014CIK 000173783510% Owner, Other: Member of 10% owner group

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 20, 2023Class B Common StockCConversionDisposed−15,000$0.00$0275,434Direct
Nov 20, 2023Class A Common StockCConversionAcquired+15,000$0.00$015,000DirectDuplicate filing
Nov 20, 2023Class A Common StockSSaleDisposed−15,000$73.06−$1,095,9000Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 20, 2023Class A Common StockCConversionDisposed−15,000$0.00$0275,434Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)