Jones Mark Evan's Form 4 filing
Goosehead Insurance, Inc. (GSHD) · filed Nov 14, 2023
- Accession no.
- 0001726978-23-000140
- Filed
- Nov 14, 2023, 6:43 PM ET
- Trade date
- Nov 10-13, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 9 non-derivative transactions and 2 derivative transactions. Open-market sales total $3.50M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Jones Mark EvanCIK 0001736768 | Director, Officer (CEO), 10% Owner, Other: Member of 10% owner group |
| Jones Robyn Mary ElizabethCIK 0001737503 | Director, 10% Owner, Other: Member of 10% owner group |
| Mark & Robyn Jones Descendants Trust 2014CIK 0001736769 | 10% Owner, Other: Member of 10% owner group |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 10, 2023 | Class B Common Stock | CConversionDisposed | −26,862 | $0.00 | $0 | 8,129,280 | Direct | |
| Nov 10, 2023 | Class A Common Stock | CConversionAcquired | +26,862 | $0.00 | $0 | 26,862 | Direct | |
| Nov 10, 2023 | Class A Common Stock | SSaleDisposed | −18,499 | $71.04 | −$1,314,168.96 | 8,363 | Direct | |
| Nov 10, 2023 | Class A Common Stock | SSaleDisposed | −8,363 | $71.78 | −$600,296.14 | 0 | Direct | |
| Nov 13, 2023 | Class B Common Stock | CConversionDisposed | −21,394 | $0.00 | $0 | 8,107,886 | Direct | |
| Nov 13, 2023 | Class A Common Stock | CConversionAcquired | +21,394 | $0.00 | $0 | 21,394 | Direct | |
| Nov 13, 2023 | Class A Common Stock | SSaleDisposed | −2,552 | $72.29 | −$184,484.08 | 18,842 | Direct | |
| Nov 13, 2023 | Class A Common Stock | SSaleDisposed | −6,155 | $73.27 | −$450,976.85 | 12,687 | Direct | |
| Nov 13, 2023 | Class A Common Stock | SSaleDisposed | −12,687 | $74.58 | −$946,196.46 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 10, 2023 | Class A Common Stock | CConversionDisposed | −26,862 | $0.00 | $0 | 8,129,280 | Direct | |
| Nov 13, 2023 | Class A Common Stock | CConversionDisposed | −21,394 | $0.00 | $0 | 8,107,886 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.