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Jones Mark Evan's Form 4 filing

Goosehead Insurance, Inc. (GSHD) · filed Aug 23, 2023

Accession no.
0001726978-23-000109
Filed
Aug 23, 2023, 6:42 PM ET
Trade date
Aug 21-23, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 9 non-derivative transactions and 3 derivative transactions. Open-market sales total $831.9K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Jones Mark EvanCIK 0001736768Director, Officer (CEO), 10% Owner, Other: Member of 10% owner group
Jones Robyn Mary ElizabethCIK 0001737503Director, 10% Owner, Other: Member of 10% owner group
Mark & Robyn Jones Descendants Trust 2014CIK 000173676910% Owner, Other: Member of 10% owner group

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 21, 2023Class B Common StockCConversionDisposed−800$0.00$08,357,827Direct
Aug 21, 2023Class A Common StockCConversionAcquired+800$0.00$0800Direct
Aug 21, 2023Class A Common StockSSaleDisposed−800$60.47−$48,3760Direct
Aug 22, 2023Class B Common StockCConversionDisposed−1,556$0.00$08,356,271Direct
Aug 22, 2023Class A Common StockCConversionAcquired+1,556$0.00$01,556Direct
Aug 22, 2023Class A Common StockSSaleDisposed−1,556$60.00−$93,3600Direct
Aug 23, 2023Class B Common StockCConversionDisposed−11,480$0.00$08,344,791Direct
Aug 23, 2023Class A Common StockCConversionAcquired+11,480$0.00$011,480Direct
Aug 23, 2023Class A Common StockSSaleDisposed−11,480$60.12−$690,177.60Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 21, 2023Class A Common StockCConversionDisposed−800$0.00$08,357,827Direct
Aug 22, 2023Class A Common StockCConversionDisposed−1,556$0.00$08,356,271Direct
Aug 23, 2023Class A Common StockCConversionDisposed−11,480$0.00$08,344,791Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)