Jones Mark Evan's Form 4 filing
Goosehead Insurance, Inc. (GSHD) · filed Aug 8, 2023
- Accession no.
- 0001726978-23-000095
- Filed
- Aug 8, 2023
- Trade date
- Aug 4-8, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 9 non-derivative transactions and 3 derivative transactions. Open-market sales total $3.10M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Jones Mark EvanCIK 0001736768 | Director, Officer (CEO), 10% Owner, Other: Member of 10% owner group |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 4, 2023 | Class A Common Stock | MOption exerciseAcquired | +24,197 | $10.00 | +$241,970 | 220,698 | Direct | |
| Aug 4, 2023 | Class A Common Stock | SSaleDisposed | −9,496 | $65.31 | −$620,183.76 | 211,202 | Direct | |
| Aug 4, 2023 | Class A Common Stock | SSaleDisposed | −8,576 | $66.52 | −$570,475.52 | 202,626 | Direct | |
| Aug 4, 2023 | Class A Common Stock | SSaleDisposed | −6,125 | $67.44 | −$413,070 | 196,501 | Direct | |
| Aug 7, 2023 | Class A Common Stock | MOption exerciseAcquired | +12,192 | $10.00 | +$121,920 | 208,693 | Direct | |
| Aug 7, 2023 | Class A Common Stock | SSaleDisposed | −2,264 | $65.50 | −$148,292 | 206,429 | Direct | |
| Aug 7, 2023 | Class A Common Stock | SSaleDisposed | −9,928 | $66.36 | −$658,822.08 | 196,501 | Direct | |
| Aug 8, 2023 | Class A Common Stock | MOption exerciseAcquired | +10,553 | $10.00 | +$105,530 | 207,054 | Direct | |
| Aug 8, 2023 | Class A Common Stock | SSaleDisposed | −10,553 | $65.32 | −$689,321.96 | 196,501 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 4, 2023 | Class A Common Stock | MOption exerciseDisposed | −24,197 | $10.00 | −$241,970 | 86,127 | Direct | |
| Aug 7, 2023 | Class A Common Stock | MOption exerciseDisposed | −12,192 | $10.00 | −$121,920 | 73,935 | Direct | |
| Aug 8, 2023 | Class A Common Stock | MOption exerciseDisposed | −10,553 | $10.00 | −$105,530 | 63,382 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.