Jones Serena's Form 4 filing
Goosehead Insurance, Inc. (GSHD) · filed May 30, 2023
- Accession no.
- 0001726978-23-000073
- Filed
- May 30, 2023
- Trade date
- May 25, 2023
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $11.6K. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Jones SerenaCIK 0001737783 | 10% Owner, Other: Member of 10% owner group |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 25, 2023 | Class B Common Stock | CConversionDisposed | −200 | $0.00 | $0 | 604,536 | Direct | |
| May 25, 2023 | Class A Common Stock | CConversionAcquired | +200 | $0.00 | $0 | 200 | Direct | |
| May 25, 2023 | Class A Common Stock | SSaleDisposed | −200 | $58.00 | −$11,600 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 25, 2023 | Class A Common Stock | CConversionDisposed | −200 | $0.00 | $0 | 604,536 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.