Jones Mark Evan's Form 4 filing
Goosehead Insurance, Inc. (GSHD) · filed May 12, 2023
- Accession no.
- 0001726978-23-000063
- Filed
- May 12, 2023
- Trade date
- May 10-12, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $594.6K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Jones Mark EvanCIK 0001736768 | Director, Officer (CEO), 10% Owner, Other: Member of 10% owner group |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 10, 2023 | Class A Common Stock | MOption exerciseAcquired | +9,400 | $10.00 | +$94,000 | 205,901 | Direct | |
| May 10, 2023 | Class A Common Stock | SSaleDisposed | −9,400 | $60.06 | −$564,564 | 196,501 | Direct | |
| May 11, 2023 | Class A Common Stock | MOption exerciseAcquired | +400 | $0.00 | $0 | 196,901 | Direct | |
| May 11, 2023 | Class A Common Stock | SSaleDisposed | −400 | $60.02 | −$24,008 | 196,501 | Direct | |
| May 12, 2023 | Class A Common Stock | MOption exerciseAcquired | +100 | $10.00 | +$1,000 | 196,601 | Direct | |
| May 12, 2023 | Class A Common Stock | SSaleDisposed | −100 | $60.00 | −$6,000 | 196,501 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 10, 2023 | Class A Common Stock | MOption exerciseDisposed | −9,400 | $10.00 | −$94,000 | 110,824 | Direct | |
| May 11, 2023 | Class A Common Stock | MOption exerciseDisposed | −400 | $10.00 | −$4,000 | 110,424 | Direct | |
| May 12, 2023 | Class A Common Stock | MOption exerciseDisposed | −100 | $10.00 | −$1,000 | 110,324 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.