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McConnon Thomas's Form 4/A amendment

Amended

Goosehead Insurance, Inc. (GSHD) · filed Mar 2, 2023

Accession no.
0001726978-23-000025
Filed
Mar 2, 2023
Trade date
Feb 27-28, 2023
Filing delay
3 days
Rule 10b5-1 plan
Not on the form (before 2023)
Original filed
Mar 1, 2023

This filing lists 5 non-derivative transactions. Open-market purchases total $6.95M. It was filed 3 days after the trade.

This amendment replaces 0001726978-23-000023 (filed Mar 1, 2023).

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
McConnon ThomasCIK 0001908314Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 27, 2023Class A Common StockPPurchaseAcquired+80,302$44.84F1+$3,600,741.68436,985Indirect
Feb 27, 2023Class A Common StockPPurchaseAcquired+4,108$45.84F3+$188,310.72441,093Indirect
Feb 28, 2023Class A Common StockPPurchaseAcquired+12,098$44.37F4+$536,788.26453,191Indirect
Feb 28, 2023Class A Common StockPPurchaseAcquired+20,195$45.60F5+$920,892473,386Indirect
Feb 28, 2023Class A Common StockPPurchaseAcquired+36,834$46.25F6+$1,703,572.5510,220Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in Column 4 is a weighted average price as these shares were purchased in multiple transactions at prices ranging from $44.58 to $45.57, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote to this Form 4.

Referenced by the price of 1 transaction in Table I.

F2

Shares are held by Wildcat Public Equity Partners, LLC. Mr. McConnon disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that he is the beneficial owner of such shares.

F3

The price reported in Column 4 is a weighted average price as these shares were purchased in multiple transactions at prices ranging from $45.58 to $45.99, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote to this Form 4.

Referenced by the price of 1 transaction in Table I.

F4

The price reported in Column 4 is a weighted average price as these shares were purchased in multiple transactions at prices ranging from $44.01 to $44.99, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote to this Form 4.

Referenced by the price of 1 transaction in Table I.

F5

The price reported in Column 4 is a weighted average price as these shares were purchased in multiple transactions at prices ranging from $45.02 to $46.01, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote to this Form 4.

Referenced by the price of 1 transaction in Table I.

F6

The price reported in Column 4 is a weighted average price as these shares were purchased in multiple transactions at prices ranging from $46.02 to $46.38, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote to this Form 4.

Referenced by the price of 1 transaction in Table I.

Remarks

Amended to reflect transactions within a one dollar price range and to update FN 1, the footnote to the Price in Column 4, to clarify that the shares were purchased and not sold.

Read the full filing on SEC EDGAR (opens in a new tab)