Jones Mark E. Jr.'s Form 4 filing
Goosehead Insurance, Inc. (GSHD) · filed Nov 4, 2022
- Accession no.
- 0001726978-22-000129
- Filed
- Nov 4, 2022
- Trade date
- Nov 3-4, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $14.6K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Jones Mark E. Jr.CIK 0001737782 | Officer (Chief Financial Officer), 10% Owner, Other: Member of 10% owner group |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 3, 2022 | Class B Common Stock | CConversionDisposed | −42 | $0.00 | $0 | 300,789 | Direct | |
| Nov 3, 2022 | Class A Common Stock | CConversionAcquired | +42 | $0.00 | $0 | 42 | Direct | |
| Nov 3, 2022 | Class A Common Stock | SSaleDisposed | −42 | $40.00 | −$1,680 | 0 | Direct | |
| Nov 4, 2022 | Class B Common Stock | CConversionDisposed | −323 | $0.00 | $0 | 300,466 | Direct | |
| Nov 4, 2022 | Class A Common Stock | CConversionAcquired | +323 | $0.00 | $0 | 323 | Direct | |
| Nov 4, 2022 | Class A Common Stock | SSaleDisposed | −323 | $40.00 | −$12,920 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 3, 2022 | Class A Common Stock | CConversionDisposed | −42 | $0.00 | $0 | 300,789 | Direct | |
| Nov 4, 2022 | Class A Common Stock | CConversionDisposed | −323 | $0.00 | $0 | 300,466 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.