Colby Michael C.'s Form 4 filing
Goosehead Insurance, Inc. (GSHD) · filed Mar 18, 2022
- Accession no.
- 0001726978-22-000037
- Filed
- Mar 18, 2022
- Trade date
- Dec 23-29, 2021
- Filing delay
- 85 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 23 non-derivative transactions and 4 derivative transactions. Open-market sales total $3.65M. It was filed 85 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Colby Michael C.CIK 0001737258 | Officer (President and COO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 23, 2021 | Class B Common Stock | CConversionDisposed | −5,251 | $0.00 | $0 | 616,481 | Indirect | |
| Dec 23, 2021 | Class A Common Stock | CConversionAcquired | +5,251 | $0.00 | $0 | 88,653 | Indirect | |
| Dec 23, 2021 | Class A Common Stock | SSaleDisposed | −397 | $136.15F2 | −$54,051.55 | 88,256 | Indirect | |
| Dec 23, 2021 | Class A Common Stock | SSaleDisposed | −1,058 | $137.13F3 | −$145,083.54 | 87,198 | Indirect | |
| Dec 23, 2021 | Class A Common Stock | SSaleDisposed | −2,653 | $137.99F4 | −$366,087.47 | 84,545 | Indirect | |
| Dec 23, 2021 | Class A Common Stock | SSaleDisposed | −1,144 | $138.89F5 | −$158,890.16 | 83,401 | Indirect | |
| Dec 27, 2021 | Class B Common Stock | CConversionDisposed | −18,390 | $0.00 | $0 | 598,091 | Indirect | |
| Dec 27, 2021 | Class A Common Stock | CConversionAcquired | +18,390 | $0.00 | $0 | 101,791 | Indirect | |
| Dec 27, 2021 | Class A Common Stock | SSaleDisposed | −1,560 | $138.03F6 | −$215,326.8 | 100,231 | Indirect | |
| Dec 27, 2021 | Class A Common Stock | SSaleDisposed | −7,395 | $138.66F7 | −$1,025,390.7 | 92,836 | Indirect | |
| Dec 27, 2021 | Class A Common Stock | SSaleDisposed | −4,247 | $139.91F8 | −$594,197.77 | 88,589 | Indirect | |
| Dec 27, 2021 | Class A Common Stock | SSaleDisposed | −5,189 | $140.47F9 | −$728,898.83 | 83,402 | Indirect | |
| Dec 28, 2021 | Class B Common Stock | CConversionDisposed | −1,950 | $0.00 | $0 | 596,141 | Indirect | |
| Dec 28, 2021 | Class A Common Stock | CConversionAcquired | +1,950 | $0.00 | $0 | 85,352 | Indirect | |
| Dec 28, 2021 | Class A Common Stock | SSaleDisposed | −473 | $130.31F10 | −$61,636.63 | 84,879 | Indirect | |
| Dec 28, 2021 | Class A Common Stock | SSaleDisposed | −328 | $131.37F11 | −$43,089.36 | 84,551 | Indirect | |
| Dec 28, 2021 | Class A Common Stock | SSaleDisposed | −350 | $132.33F12 | −$46,315.5 | 84,201 | Indirect | |
| Dec 28, 2021 | Class A Common Stock | SSaleDisposed | −550 | $133.70F13 | −$73,535 | 83,651 | Indirect | |
| Dec 28, 2021 | Class A Common Stock | SSaleDisposed | −200 | $136.38F14 | −$27,276 | 83,451 | Indirect | |
| Dec 28, 2021 | Class A Common Stock | SSaleDisposed | −50 | $138.38 | −$6,919 | 83,402 | Indirect | |
| Dec 29, 2021 | Class B Common Stock | CConversionDisposed | −800 | $0.00 | $0 | 595,341 | Indirect | |
| Dec 29, 2021 | Class A Common Stock | CConversionAcquired | +800 | $0.00 | $0 | 84,202 | Indirect | |
| Dec 29, 2021 | Class A Common Stock | SSaleDisposed | −800 | $130.15F15 | −$104,120 | 83,402 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 23, 2021 | Class A Common Stock | CConversionDisposed | −5,251 | $0.00 | $0 | 616,481 | Indirect | |
| Dec 27, 2021 | Class A Common Stock | CConversionDisposed | −18,390 | $0.00 | $0 | 598,091 | Indirect | |
| Dec 28, 2021 | Class A Common Stock | CConversionDisposed | −1,950 | $0.00 | $0 | 596,141 | Indirect | |
| Dec 29, 2021 | Class A Common Stock | CConversionDisposed | −800 | $0.00 | $0 | 595,341 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.49 to $136.48 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $136.54 to $137.51 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $137.58 to $138.54, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $138.59 to $139.55, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $137.25 to $138.24, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $138.25 to $139.24, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $139.27 to $140.27, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F9
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $140.28 to $141.00 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F10
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.00 to $130.90, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F11
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.00 to $131.95 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F12
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.07 to $132.62, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F13
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.40 to $134.38, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F14
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.96 to $136.53, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F15
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.00 to $130.54, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
Referenced by the price of 1 transaction in Table I.
Remarks
The sales reported were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on November 22, 2021. These transactions were noted in the remarks to the Forms 4 that were filed by Michael C. Colby on a timely basis on December 28, 2021, December 29, 2021, and December 30, 2021, and the corresponding indirect holdings of the Colby 2014 Family Trust were also updated.