Colby Mark S.'s Form 4 filing
Goosehead Insurance, Inc. (GSHD) · filed Sep 3, 2021
- Accession no.
- 0001726978-21-000175
- Filed
- Sep 3, 2021
- Trade date
- Aug 30-Sep 1, 2021
- Filing delay
- 4 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 1 derivative transaction. Open-market sales total $2.69M. It was filed 4 days after the trade, past the 2-business-day deadline.
This filing was later replaced by the amendment 0001726978-21-000179 (Sep 23, 2021). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Colby Mark S.CIK 0001736854 | Officer (CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 30, 2021 | Class A Common Stock | MOption exerciseAcquired | 0 | $10.00 | $0 | 8,488 | Direct | |
| Aug 30, 2021 | Class A Common Stock | SSaleDisposed | −7,611 | $140.27F1 | −$1,067,594.97 | 877 | Direct | |
| – | Class A Common Stock | SSaleDisposed | −877 | $141.28F2 | −$123,902.56 | 0 | Direct | Invalid date |
| Sep 1, 2021 | Class A Common Stock | MOption exerciseAcquired | 0 | $10.00 | $0 | 10,000 | Direct | |
| Sep 1, 2021 | Class A Common Stock | SSaleDisposed | −9,478 | $150.43F3 | −$1,425,775.54 | 522 | Direct | |
| Sep 1, 2021 | Class A Common Stock | SSaleDisposed | −522 | $140.00F4 | −$73,080 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 1, 2021 | Class A Stock | MOption exerciseDisposed | 0 | $0.00 | $0 | 40,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $140.00 to $140.74, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $141.03 to $141.51, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $150.00 to $150.98, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $151.07 to $151.33, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
Referenced by the price of 1 transaction in Table I.
Remarks
The sales reported were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person.