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Colby Michael C.'s Form 4 filing

Goosehead Insurance, Inc. (GSHD) · filed Aug 26, 2021

Accession no.
0001726978-21-000165
Filed
Aug 26, 2021
Trade date
Aug 26, 2021
Filing delay
Same day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $571.5K. It was filed on the trade date.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Colby Michael C.CIK 0001737258Officer (President and COO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 26, 2021Class B Common StockCConversionDisposed−4,394$0.00$0621,732Indirect
Aug 26, 2021Class A Common StockCConversionAcquired+4,394$0.00$087,796Indirect
Aug 26, 2021Class A Common StockSSaleDisposed−4,394$130.06−$571,483.6483,402Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 26, 2021Class A Common StockCConversionDisposed−4,394$0.00$0621,732Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)