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Sun Anthony Y's Form 4 filing

Zentalis Pharmaceuticals, Inc. (ZNTL) · filed Aug 3, 2021

Accession no.
0001725160-21-000176
Filed
Aug 3, 2021
Trade date
Aug 2-3, 2021
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 7 non-derivative transactions. Open-market sales total $1.36M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Sun Anthony YCIK 0001377952Director, Officer (President & CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 2, 2021Common StockSSaleDisposed−6,900$50.01F2−$345,0691,344,030Direct
Aug 2, 2021Common StockSSaleDisposed−9,182$51.30F3−$471,036.61,334,848Direct
Aug 2, 2021Common StockSSaleDisposed−2,006$52.29F4−$104,893.741,332,842Direct
Aug 2, 2021Common StockSSaleDisposed−927$53.14F5−$49,260.781,331,915Direct
Aug 3, 2021Common StockSSaleDisposed−2,513$50.01F6−$125,675.131,329,402Direct
Aug 3, 2021Common StockSSaleDisposed−4,659$50.70F7−$236,211.31,324,743Direct
Aug 3, 2021Common StockSSaleDisposed−607$51.36F8−$31,175.521,324,136Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $49.57 to $50.50. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F3

The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $50.73 to $51.67. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F4

The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $51.75 to $52.72. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F5

The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $52.78 to $53.37. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F6

The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $49.30 to $50.28. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F7

The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $50.30 to $51.25. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F8

The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $51.31 to $51.39. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)