Marcos Antoine's Form 4 filing
ChampionX CorpCHX · filed Jan 9, 2023
- Accession no.
- 0001723089-23-000002
- Filed
- Jan 9, 2023
- Trade date
- Jan 9, 2023
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $4.41M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Marcos AntoineCIK 0001813921 | Officer (VP, Corp Controller, CAO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 9, 2023 | Common Stock | MOption exerciseAcquired | +7,141 | $5.60 | +$39,989.6 | 49,521 | Direct | |
| Jan 9, 2023 | Common Stock | MOption exerciseAcquired | +79,894 | $6.53 | +$521,707.82 | 129,415 | Direct | |
| Jan 9, 2023 | Common Stock | MOption exerciseAcquired | +59,920 | $7.54 | +$451,796.8 | 189,335 | Direct | |
| Jan 9, 2023 | Common Stock | SSaleDisposed | −146,955 | $30.00F1 | −$4,408,650 | 42,380 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 9, 2023 | Common Stock | MOption exerciseDisposed | −7,141 | $0.00 | $0 | 0 | Direct | |
| Jan 9, 2023 | Common Stock | MOption exerciseDisposed | −79,894 | $0.00 | $0 | 0 | Direct | |
| Jan 9, 2023 | Common Stock | MOption exerciseDisposed | −59,920 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
On January 9, 2023, pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, the Reporting Person exercised options for 146,955 shares and sold all 146,955 shares in multiple trades, each at $30.00 per share. The Reporting Person undertakes to provide upon request, to the Securities and Exchange Commission staff, the Issuer or a security holder, full information regarding the number of shares and price at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.