Marcos Antoine's Form 4 filing
ChampionX CorpCHX · filed Oct 28, 2022
- Accession no.
- 0001723089-22-000146
- Filed
- Oct 28, 2022
- Trade date
- Oct 27, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 4 derivative transactions. Open-market sales total $4.20M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Marcos AntoineCIK 0001813921 | Officer (VP, Corp Controller, CAO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 27, 2022 | Common Stock | MOption exerciseAcquired | +485 | $4.92 | +$2,386.2 | 51,950 | Direct | |
| Oct 27, 2022 | Common Stock | MOption exerciseAcquired | +5,739 | $5.13 | +$29,441.07 | 57,689 | Direct | |
| Oct 27, 2022 | Common Stock | MOption exerciseAcquired | +74,785 | $5.67 | +$424,030.95 | 132,474 | Direct | |
| Oct 27, 2022 | Common Stock | MOption exerciseAcquired | +65,941 | $5.60 | +$369,269.6 | 198,415 | Direct | |
| Oct 27, 2022 | Common Stock | SSaleDisposed | −146,950 | $28.55F1 | −$4,195,422.5 | 51,465 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 27, 2022 | Common Stock | MOption exerciseDisposed | −485 | $0.00 | $0 | 0 | Direct | |
| Oct 27, 2022 | Common Stock | MOption exerciseDisposed | −5,739 | $0.00 | $0 | 0 | Direct | |
| Oct 27, 2022 | Common Stock | MOption exerciseDisposed | −74,785 | $0.00 | $0 | 0 | Direct | |
| Oct 27, 2022 | Common Stock | MOption exerciseDisposed | −65,941 | $0.00 | $0 | 7,141 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.05 to $28.90, inclusive. The reporting person undertakes to provide upon request, to the Securities and Exchange Commission staff, the Issuer or a security holder, full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.