Mahoney Paul E's Form 4 filing
ChampionX Corp (CHX) · filed Nov 9, 2021
- Accession no.
- 0001723089-21-000149
- Filed
- Nov 9, 2021
- Trade date
- Nov 5, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $14.1K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mahoney Paul ECIK 0001737892 | Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 5, 2021 | Common Stock | MOption exerciseAcquired | +9,674 | $24.81 | +$240,011.94 | 103,723 | Direct | |
| Nov 5, 2021 | Common Stock | DReturned to the companyDisposed | −8,821 | $27.21 | −$240,019.41 | 94,902 | Direct | |
| Nov 5, 2021 | Common Stock | FTax withholdingDisposed | −336 | $27.21 | −$9,142.56 | 94,566 | Direct | |
| Nov 5, 2021 | Common Stock | SSaleDisposed | −517 | $27.22 | −$14,072.74 | 94,049 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 5, 2021 | Common Stock | MOption exerciseDisposed | −9,674 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.