Marcos Antoine's Form 4 filing
ChampionX Corp (CHX) · filed Nov 8, 2021
- Accession no.
- 0001723089-21-000147
- Filed
- Nov 8, 2021
- Trade date
- Nov 4-5, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $2.18M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Marcos AntoineCIK 0001813921 | Officer (VP, Corp Controller, CAO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 4, 2021 | Common Stock | MOption exerciseAcquired | +31,655 | $5.13 | +$162,390.15 | 78,893 | Direct | |
| Nov 4, 2021 | Common Stock | SSaleDisposed | −31,655 | $27.35 | −$865,764.25 | 47,238 | Direct | |
| Nov 5, 2021 | Common Stock | MOption exerciseAcquired | +48,345 | $5.13 | +$248,009.85 | 95,583 | Direct | |
| Nov 5, 2021 | Common Stock | SSaleDisposed | −48,345 | $27.25 | −$1,317,401.25 | 47,238 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 4, 2021 | Common Stock | MOption exerciseDisposed | −31,655 | $0.00 | $0 | 54,084 | Direct | |
| Nov 5, 2021 | Common Stock | MOption exerciseDisposed | −48,345 | $0.00 | $0 | 5,739 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.