Simkoff Maxwell's Form 4 filing

Doma Holdings, Inc. (DOMA) · filed Aug 18, 2022

Accession no.: 0001722438-22-000154
Filed: Aug 18, 2022, 4:51 PM ET
Trade date: Aug 16-17, 2022
Filing delay: 2 days
Rule 10b5-1 plan: Not on the form (before 2023)

Original on SEC EDGAR (opens in a new tab)

This filing lists 2 non-derivative transactions. Open-market sales total $132.4K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
Owner	Relationship to the company
Simkoff MaxwellCIK 0001868802	Director, Officer (Chief Executive Officer), 10% Owner
Saslaw-Simkoff Revocable TrustCIK 0001875424	10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade date	Security	Transaction	Shares	Price	Value	Shares after	Ownership	Flags
Aug 16, 2022	Common stock	SSaleDisposed	−68,334	$0.997^F2	−$68,129	47,664,941	Indirect
Aug 17, 2022	Common stock	SSaleDisposed	−73,766	$0.871^F4	−$64,250.19	47,591,175	Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

The price reported in Column 4 represents a weighted average sales price of $0.997. This transaction was executed in multiple trades at prices ranging from $0.96 to $1.02, inclusive. The reporting person hereby undertakes to provide, upon request, to Doma Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

The price reported in Column 4 represents a weighted average sales price of $0.871. This transaction was executed in multiple trades at prices ranging from $0.82 to $0.98, inclusive. The reporting person hereby undertakes to provide, upon request, to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)