Boaz Energy II, LLC's Form 4 filing
PermRock Royalty Trust (PRT) · filed Jul 18, 2023
- Accession no.
- 0001719890-23-000032
- Filed
- Jul 18, 2023, 4:50 PM ET
- Trade date
- Jul 14-18, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 3 non-derivative transactions. Open-market sales total $15.0K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Boaz Energy II, LLCCIK 0001719890 | 10% Owner |
| Eves Karan ECIK 0001844114 | 10% Owner |
| Eves Marshall JCIK 0001844137 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 14, 2023 | Trust Units representing Beneficial Interest | SSaleDisposed | −267 | $6.03F2 | −$1,611 | 5,165,365 | Direct | |
| Jul 17, 2023 | Trust Units representing Beneficial Interest | SSaleDisposed | −1,547 | $6.00F4 | −$9,282 | 5,163,818 | Direct | |
| Jul 18, 2023 | Trust Units representing Beneficial Interest | SSaleDisposed | −684 | $6.01F5 | −$4,108.04 | 5,163,134 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. The Trust Units representing Beneficial Interests in the Issuer ("Trust Units") were sold in multiple transactions at prices ranging from $6.08 to $6.00 inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of Trust Units sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. The Trust Units representing Beneficial Interests in the Issuer ("Trust Units") were sold in multiple transactions at $6.00 inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of Trust Units sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. The Trust Units representing Beneficial Interests in the Issuer ("Trust Units") were sold in multiple transactions at prices ranging from $6.02 to $6.00 inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of Trust Units sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.