Moore Patrick R.'s Form 4 filing
National Vision Holdings, Inc. (EYE) · filed Aug 3, 2021
- Accession no.
- 0001719844-21-000006
- Filed
- Aug 3, 2021
- Trade date
- Jul 30-Aug 2, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $3.46M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Moore Patrick R.CIK 0001719844 | Officer (SVP, Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 30, 2021 | Common Stock | MOption exerciseAcquired | +26,330 | $4.27 | +$112,429.1 | 32,079 | Direct | |
| Jul 30, 2021 | Common Stock | SSaleDisposed | −26,330 | $54.00F2 | −$1,421,820 | 5,749 | Direct | |
| Aug 2, 2021 | Common Stock | MOption exerciseAcquired | +37,750 | $4.27 | +$161,192.5 | 43,499 | Direct | |
| Aug 2, 2021 | Common Stock | SSaleDisposed | −37,750 | $54.00F2 | −$2,038,500 | 5,749 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 30, 2021 | Common Stock | MOption exerciseDisposed | −26,330 | $0.00 | $0 | 37,750 | Direct | |
| Aug 2, 2021 | Common Stock | MOption exerciseDisposed | −37,750 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The shares were sold pursuant to the Rule 10b5-1 plan in multiple transactions at the price of $54.
Referenced by the price of 2 transactions in Table I.