Smith Fred Julius III's Form 4 filing
Construction Partners, Inc. (ROAD) · filed Apr 15, 2025
- Accession no.
- 0001718227-25-000053
- Filed
- Apr 15, 2025
- Trade date
- Apr 14, 2025
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market purchases total $689.1K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Smith Fred Julius IIICIK 0001739258 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 14, 2025 | Class A Common Stock | PPurchaseAcquired | +6,000 | $73.83 | +$442,980 | 6,000 | Indirect | Duplicate filing |
| Apr 14, 2025 | Class A Common Stock | PPurchaseAcquired | +3,333 | $73.83 | +$246,075.39 | 9,333 | Indirect | Duplicate filing |
| Apr 14, 2025 | Class A Common Stock | JOtherDisposed | −43,104 | $0.00F3 | $0 | 66,926 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 14, 2025 | Class A Common Stock | PPurchaseAcquired | +5,990 | $73.83 | +$442,241.7 | 140,572 | Indirect | Duplicate filing |
| Apr 14, 2025 | Class A Common Stock | JOtherAcquired | +43,104 | $0.00F3 | $0 | 424,388 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The reported transaction represents a privately negotiated exchange of shares of Class A common stock for an equal number of shares of Class B common stock, $0.001 par value, of the Issuer ("Class B common stock") with a holder of Class B common stock. Under Section 16(b) of the Securities Exchange Act of 1934, as amended, the purchase transactions reported herein are matchable with the exchange transaction reported herein. Because there was no sale price associated with the share exchange, no profit was realized by the reporting person. The reporting person has agreed to voluntarily disgorge to the Issuer any profits realized from matchable transactions occurring within six months of the transactions reported herein.
Referenced by the price of 1 transaction in Table I and 1 transaction in Table II.