Spence John Yogi's Form 4 filing
XAI CLO & Income Opportunities Fund · filed Jan 3, 2025
- Accession no.
- 0001718133-25-000001
- Filed
- Jan 3, 2025
- Trade date
- Dec 31, 2024
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market purchases total $26.5K. It was filed 3 days after the trade.
This filing was later replaced by the amendment 0001718133-25-000002 (Jan 7, 2025). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Spence John YogiCIK 0001718133 | Other: Adviser Personnel |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 31, 2024 | Class I Shares | PPurchaseAcquired | +59.2 | $25.34 | +$1,500.13 | 4,059.2 | Direct | |
| Dec 31, 2024 | Class A Shares | PPurchaseAcquired | +967.12 | $25.85 | +$25,000.05 | 5,026.31 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.