Rhame Joseph Burns III's Form 4 filing
Reaves Utility Income Fund (UTG) · filed Feb 15, 2023
- Accession no.
- 0001717520-23-000001
- Filed
- Feb 15, 2023
- Trade date
- Dec 30, 2022-Feb 14, 2023
- Filing delay
- 47 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions. Open-market purchases total $48.2K. It was filed 47 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rhame Joseph Burns IIICIK 0001717520 | Other: Officer of Investment Advisor |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 30, 2022 | Reaves Utility Income Fund | JOtherAcquired | +11.86 | $28.79 | +$341.45 | 5,223.64 | Direct | |
| Dec 30, 2022 | Reaves Utility Income Fund | JOtherAcquired | +22.54 | $28.79 | +$648.93 | 5,246.17 | Direct | |
| Jan 17, 2023 | Reaves Utility Income Fund | JOtherAcquired | +11.41 | $30.11 | +$343.56 | 5,257.59 | Direct | |
| Jan 17, 2023 | Reaves Utility Income Fund | JOtherAcquired | +21.69 | $30.11 | +$653.09 | 5,279.28 | Direct | |
| Feb 14, 2023 | Reaves Utility Income Fund | PPurchaseAcquired | +500 | $29.63 | +$14,815 | 5,779.28 | Direct | |
| Feb 14, 2023 | Reaves Utility Income Fund | PPurchaseAcquired | +1,000 | $29.60 | +$29,600 | 6,779.28 | Direct | |
| Feb 14, 2023 | Reaves Utility Income Fund | PPurchaseAcquired | +128 | $29.38 | +$3,760.64 | 6,907.28 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.