Fuchsberg Gilbert's Form 4 filing
Roku, Inc (ROKU) · filed Mar 3, 2023
- Accession no.
- 0001716837-23-000020
- Filed
- Mar 3, 2023
- Trade date
- Mar 1-3, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 4 derivative transactions. Open-market sales total $335.2K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fuchsberg GilbertCIK 0001937263 | Officer (SVP, Corporate Development) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 1, 2023 | Class A Common Stock | MOption exerciseAcquired | +5,700 | $0.00 | $0 | 38,345 | Direct | |
| Mar 2, 2023 | Class A Common Stock | SSaleDisposed | −3,242 | $61.93 | −$200,777.06 | 35,103 | Direct | |
| Mar 3, 2023 | Class A Common Stock | SSaleDisposed | −2,089 | $64.34 | −$134,406.26 | 33,014 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 1, 2023 | Class A Common Stock | MOption exerciseDisposed | −1,389 | $0.00 | $0 | 1,389 | Direct | |
| Mar 1, 2023 | Class A Common Stock | MOption exerciseDisposed | −889 | $0.00 | $0 | 4,445 | Direct | |
| Mar 1, 2023 | Class A Common Stock | MOption exerciseDisposed | −2,542 | $0.00 | $0 | 22,881 | Direct | |
| Mar 1, 2023 | Class A Common Stock | MOption exerciseDisposed | −880 | $0.00 | $0 | 880 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.