Rosenberg Scott A.'s Form 4 filing
Roku, Inc (ROKU) · filed Jun 3, 2022
- Accession no.
- 0001716837-22-000040
- Filed
- Jun 3, 2022
- Trade date
- Jun 1-3, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $450.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rosenberg Scott A.CIK 0001716857 | Officer (GM, Sr. VP Platform Business) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 1, 2022 | Class A Common Stock | MOption exerciseAcquired | +4,849 | $0.00 | $0 | 80,633 | Direct | |
| Jun 2, 2022 | Class A Common Stock | SSaleDisposed | −1,957 | $93.41 | −$182,803.37 | 78,676 | Direct | |
| Jun 3, 2022 | Class A Common Stock | SSaleDisposed | −2,892 | $92.58 | −$267,741.36 | 75,784 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 1, 2022 | Class A Common Stock | MOption exerciseDisposed | −4,849 | $0.00 | $0 | 4,849 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.