Golub David's Form 4 filing
Golub Capital BDC 3, Inc. · filed Dec 19, 2023
- Accession no.
- 0001715268-23-000095
- Filed
- Dec 19, 2023
- Trade date
- Dec 7, 2023
- Filing delay
- 12 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market purchases total $815.7K. It was filed 12 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Golub DavidCIK 0001298389 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 7, 2023 | Common Stock, par value $0.001 per share | PPurchaseAcquired | +6,678.49 | $14.55 | +$97,172.03 | 1,897,988.75 | Indirect | |
| Dec 7, 2023 | Common Stock, par value $0.001 per share | PPurchaseAcquired | +31,797.43 | $14.25 | +$453,113.38 | 1,929,786.19 | Indirect | |
| Dec 7, 2023 | Common Stock, par value $0.001 per share | PPurchaseAcquired | +18,666.67 | $14.22 | +$265,440.05 | 1,948,452.85 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.