Golub Lawrence E's Form 4 filing
Golub Capital BDC 3, Inc. · filed May 23, 2022
- Accession no.
- 0001715268-22-000036
- Filed
- May 23, 2022
- Trade date
- May 19, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market purchases total $119.1K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Golub Lawrence ECIK 0001311018 | Director, Officer (Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 19, 2022 | Common Stock, par value $0.001 per share | PPurchaseAcquired | +8,005.41 | $14.25 | +$114,077.09 | 1,729,883.38 | Indirect | Duplicate filing |
| May 19, 2022 | Common Stock, par value $0.001 per share | PPurchaseAcquired | +333.33 | $15.00 | +$4,999.95 | 1,730,216.71 | Indirect | Duplicate filing |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.