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Tessier-Lavigne Marc's Form 4/A amendment

Amended

Denali Therapeutics Inc. (DNLI) · filed Jun 28, 2022

Accession no.
0001714899-22-000101
Filed
Jun 28, 2022
Trade date
Mar 23, 2022
Filing delay
97 days
Rule 10b5-1 plan
Not on the form (before 2023)
Original filed
Mar 25, 2022

This filing lists 2 non-derivative transactions. Open-market sales total $676.6K. It was filed 97 days after the trade.

This amendment replaces 0001714899-22-000061 (filed Mar 25, 2022).

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Tessier-Lavigne MarcCIK 0001437435Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 23, 2022Common StockSSaleDisposed−8,402$33.40F2−$280,626.82,035,968Direct
Mar 23, 2022Common StockSSaleDisposed−11,598$34.14F4−$395,955.722,024,370Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

For this amended Form 4 filing the only change is to add the signature.

F2

The sale price reported in column 4 of Table I represents the weighted average sale price of the shares ranging from $32.76 to $33.75 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F3

Includes 2,074 restricted stock units.

F4

The sale price reported in column 4 of Table I represents the weighted average sale price of the shares ranging from $33.76 to $34.69 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F5

The shares are held of record by The Tessier-Lavigne/Hynes Irrevocable Trust 1, for which the Reporting Person serves as trustee.

F6

The shares are held of record by The Tessier-Lavigne/Hynes Irrevocable Trust 2, for which the Reporting Person serves as trustee.

F7

The shares are held of record by The Tessier-Lavigne/Hynes Irrevocable Trust 3, for which the Reporting Person serves as trustee.

Read the full filing on SEC EDGAR (opens in a new tab)