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Tessier-Lavigne Marc's Form 4 filing

Denali Therapeutics Inc. (DNLI) · filed Dec 30, 2021

Accession no.
0001714899-21-000117
Filed
Dec 30, 2021
Trade date
Oct 4-Dec 30, 2021
Filing delay
87 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 16 non-derivative transactions. Open-market sales total $2.81M. It was filed 87 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Tessier-Lavigne MarcCIK 0001437435Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 4, 2021Common StockGGiftDisposed−300,000$0.00F1$02,244,370Direct
Oct 4, 2021Common StockGGiftAcquired+100,000$0.00F1$0100,000Indirect
Dec 28, 2021Common StockSSaleDisposed−3,732$44.37F4−$165,588.8496,268Indirect
Dec 29, 2021Common StockSSaleDisposed−10,700$43.88F5−$469,51685,568Indirect
Dec 30, 2021Common StockSSaleDisposed−3,343$45.13F6−$150,869.5982,225Indirect
Dec 30, 2021Common StockSSaleDisposed−3,377$45.59F7−$153,957.4378,848Indirect
Oct 4, 2021Common StockGGiftAcquired+100,000$0.00F1$0100,000Indirect
Dec 28, 2021Common StockSSaleDisposed−3,602$44.38F9−$159,856.7696,398Indirect
Dec 29, 2021Common StockSSaleDisposed−10,700$43.87F10−$469,40985,698Indirect
Dec 30, 2021Common StockSSaleDisposed−5,625$45.31F11−$254,868.7580,073Indirect
Dec 30, 2021Common StockSSaleDisposed−900$45.71F12−$41,13979,173Indirect
Oct 4, 2021Common StockGGiftAcquired+100,000$0.00F1$0100,000Indirect
Dec 28, 2021Common StockSSaleDisposed−3,646$44.37F14−$161,773.0296,354Indirect
Dec 29, 2021Common StockSSaleDisposed−10,704$43.88F15−$469,691.5285,650Indirect
Dec 30, 2021Common StockSSaleDisposed−6,002$45.31F16−$271,950.6279,648Indirect
Dec 30, 2021Common StockSSaleDisposed−800$45.72F17−$36,57678,848Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

This transaction involved a gift of securities by the Reporting Person. Disposition price is not applicable as this transaction was a bona fide gift.

Referenced by the price of 4 transactions in Table I.

F4

The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $44.19 to $44.74 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F5

The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $43.50 to $44.07 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F6

The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $44.42 to $45.41 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F7

The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $45.42 to $45.81 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F9

The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $44.19 to $44.64 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F10

The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $43.51 to $44.07 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F11

The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $44.65 to $45.63 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F12

The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $45.66 to $45.77 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F14

The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $44.18 to $44.63 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F15

The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $43.50 to $44.09 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F16

The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $44.65 to $45.62 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F17

The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $45.67 to $45.80 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)