Schlossman Robert's Form 4/A amendment
AmendedZscaler, Inc. (ZS) · filed Sep 24, 2024
- Accession no.
- 0001713683-24-000130
- Filed
- Sep 24, 2024
- Trade date
- Jun 20, 2024
- Filing delay
- 96 days
- Rule 10b5-1 plan
- Checked
- Original filed
- Jun 20, 2024
This filing lists 2 non-derivative transactions. It carries over 5 transactions from the original filing that it did not restate. Open-market sales total $2.18M. It was filed 96 days after the trade.
This amendment restates part of 0001713683-24-000087 (filed Jun 20, 2024). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Schlossman RobertCIK 0001435941 | Officer (Chief Legal Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 20, 2024 | Common Stock | SSaleDisposed | −3,911 | $178.63 | −$698,621.93 | 118,780 | Direct | |
| Jun 20, 2024 | Common Stock | SSaleDisposed | −372 | $179.20F2 | −$66,662.4 | 118,408 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001713683-24-000087 (filed Jun 20, 2024).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 17, 2024 | Common Stock | GGiftDisposed | −1,000 | $0.00 | $0 | 128,638 | Direct | |
| Jun 18, 2024 | Common Stock | SSaleDisposed | −3,594 | $180.93 | −$650,262.42 | 125,257 | Direct | |
| Jun 20, 2024 | Common Stock | SSaleDisposed | −200 | $176.19F4 | −$35,238 | 123,067 | Direct | |
| Jun 20, 2024 | Common Stock | SSaleDisposed | −376 | $177.72F5 | −$66,822.72 | 122,691 | Direct | |
| Jun 20, 2024 | Common Stock | SSaleDisposed | −3,698 | $178.64F6 | −$660,610.72 | 118,993 | Direct |
Footnotes on the original
The footnotes that the prices of these transactions refer to on the original filing.
- F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $175.93 to $176.45, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) through (7) to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $177.10 to $178.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) through (7) to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $178.12 to $179.09, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) through (7) to this Form 4.
Referenced by the price of 1 transaction in Table I.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Includes 213 shares sold on September 23, 2024 pursuant to 10b5-1 trading plan adopted on June 20, 2023 (the "Trading Plan"). Such shares should have been included in the original order effected under the Trading Plan on June 20, 2024.
- F2
No change to Form 4 filed June 20, 2024.
Referenced by the price of 1 transaction in Table I.
- F3
Reflects ending balance after the 213 shares were sold.