Brown Andrew William Fraser's Form 4/A amendment
AmendedZscaler, Inc. (ZS) · filed Jun 12, 2023
- Accession no.
- 0001713683-23-000065
- Filed
- Jun 12, 2023
- Trade date
- Jun 9, 2023
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Jun 9, 2023
This filing lists 1 non-derivative transaction and 1 derivative transaction. It carries over 3 transactions from the original filing that it did not restate. Open-market sales total $849.6K. It was filed 3 days after the trade.
This amendment restates part of 0001713683-23-000063 (filed Jun 9, 2023). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Brown Andrew William FraserCIK 0001593803 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 9, 2023 | Common Stock | JOtherDisposed | 0 | $0.00 | $0 | 24,931 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 9, 2023 | Common Stock | JOtherDisposed | 0 | $4.13 | $0 | 48,333 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001713683-23-000063 (filed Jun 9, 2023).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 9, 2023 | Common Stock | MOption exerciseAcquired | +3,846 | $4.13 | +$15,883.98 | 28,777 | Direct | |
| Jun 9, 2023 | Common Stock | SSaleDisposed | −5,632 | $150.85F1 | −$849,587.2 | 23,145 | Direct |
Derivative securities (Table II)
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 9, 2023 | Common Stock | MOption exerciseDisposed | −3,846 | $0.00 | $0 | 44,487 | Direct |
Footnotes on the original
The footnotes that the prices of these transactions refer to on the original filing.
- F1
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $150.79 to $150.93, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This report on Form 4/A amends the Form 4 filed by the reporting person on June 9, 2023. This report on Form 4/A is being filed solely to report the cancellation of the transactions reported on June 9, 2023.
- F2
The shares subject to the options are fully vested and immediately exercisable.