Agri-Fintech Holdings, Inc.'s Form 4/A amendment
AmendedTingo Group, Inc. (TIO) · filed Nov 13, 2023
- Accession no.
- 0001712543-23-000079
- Filed
- Nov 13, 2023
- Trade date
- Nov 30, 2022-Nov 9, 2023
- Filing delay
- 348 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Nov 9, 2023
This filing lists 1 non-derivative transaction and 1 derivative transaction. Open-market sales total $1.40M. It was filed 348 days after the trade.
This amendment replaces 0001712543-23-000073 (filed Oct 25, 2023).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Agri-Fintech Holdings, Inc.CIK 0001648365 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 9, 2023 | Common Stock | SSaleDisposed | −2,000,000 | $0.70 | −$1,400,000 | 39,826,483 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 30, 2022 | Common Stock | JOtherAcquired | +336,872,138 | $3.09 | +$104,093.48 | 33,687.21 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents involuntary sale due to foreclosure against shares of TIO pledged as collateral for a short-term loan.