Zinterhofer Eric Louis's Form 4 filing
Liberty Latin America Ltd. (LILA) · filed Mar 17, 2023
- Accession no.
- 0001712184-23-000073
- Filed
- Mar 17, 2023
- Trade date
- Mar 15-17, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market purchases total $1.06M. Open-market sales total $1.05M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Zinterhofer Eric LouisCIK 0001267621 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 15, 2023 | Class A Common Shares | MOption exerciseAcquired | +5,208 | $0.00F1 | $0 | 30,279 | Indirect | |
| Mar 15, 2023 | Class C Common Shares | MOption exerciseAcquired | +10,416 | $0.00F1 | $0 | 68,744 | Indirect | |
| Mar 16, 2023 | Class C Common Shares | SSaleDisposed | −75,000 | $7.78F3 | −$583,500 | 60,314 | Indirect | |
| Mar 16, 2023 | Class C Common Shares | PPurchaseAcquired | +75,000 | $7.82F5 | +$586,500 | 12,143,289 | Indirect | |
| Mar 17, 2023 | Class C Common Shares | SSaleDisposed | −60,314 | $7.75F7 | −$467,433.5 | 0 | Indirect | |
| Mar 17, 2023 | Class C Common Shares | PPurchaseAcquired | +60,314 | $7.81F8 | +$471,052.34 | 12,203,603 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each Restricted Share Unit represents a right to receive one share of Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.
Referenced by the price of 2 transactions in Table I and 2 transactions in Table II.
- F3
The price reflects a weighted average of sales made at prices ranging from $7.730 to $7.845. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
The price reflects a weighted average of purchases made at prices ranging from $7.78 to $7.86. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
The price reflects a weighted average of sales made at prices ranging from $7.67 to $7.87. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
The price reflects a weighted average of purchases made at prices ranging from $7.740 to $7.855. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
Remarks
The trading symbols for the Issuer's classes of common shares are LILA, LILAB, and LILAK.